Trade Surveillance Systems

for Compliance

Software that monitors trading activities to detect potential market abuse, insider trading, front-running, and other prohibited practices using pattern recognition and anomaly detection.

Products in this category

End-to-end compliance management platform with regulatory monitoring, employee compliance, personal ... more...

Provides market abuse surveillance for equities, FICC, and derivatives. Delivers advanced analytics,... more...

Exchange-grade market surveillance system providing real-time monitoring, customizable alerts, and r... more...

Comprehensive monitoring of market abuse and compliance using advanced analytics and dashboards, hel... more...

Trade surveillance solution that integrates directly with ETRM/CTRM systems to capture physical ener... more...

Modular compliance platform that includes trade surveillance, communications monitoring, and best ex... more...

Automated compliance solution providing trade surveillance and monitoring of customer investment sui... more...

Comprehensive compliance management platform with regulatory change tracking, automated alerts, and ... more...

FX post-trade workflow solution offering trade confirmation management, automated matching, settleme... more...

Communication surveillance solution focused on trading environments including fund management. Featu... more...

Comprehensive communications monitoring and compliance solution providing AI-powered surveillance ac... more...

Communications surveillance and compliance monitoring platform for email, chat, voice, and other com... more...

Zero-click trade monitoring and continuous blotter surveillance that flags front-running and best-ex... more...

Automated trade surveillance, anomaly detection, configurable alerting, real-time reporting, and com... more...

Trade surveillance and market abuse detection platform monitoring trading activities to identify sus... more...

Control room software for broker-dealers and investment firms that automates conflict management, pe... more...

Integrated trade surveillance module monitoring for market abuse, insider trading, and misconduct ac... more...

Focuses on detecting inappropriate sales practices, market abuse, and policy violations through real... more...

Comprehensive trade monitoring and market abuse detection platform. Provides real-time cross-market ... more...

Real-time trade surveillance solution with customizable alert scenarios, visual analytics, and repla... more...

OneTick Trade Surveillance monitors and protects trading activities across asset classes. The platfo... more...

Market surveillance platform that monitors and detects suspicious trading activity and market abuse ... more...

Trade surveillance and regulatory compliance platform that monitors trading activities to detect pot... more...

A comprehensive compliance surveillance platform with audit trail capabilities. Features include tra... more...

Proactive compliance monitoring solution that detects misconduct in electronic communications. Featu... more...

Multi-asset surveillance covering equities, derivatives, and fixed income; provides real-time analyt... more...

Comprehensive real-time monitoring of trading activities, anomaly detection, alerts, and detailed re... more...

Offers multi-asset, multi-market surveillance for detection of market abuse, manipulation, and insid... more...

Skematic's broker-dealer compliance solutions help broker-dealers reduce administrative burdens whil... more...

Trade surveillance platform using advanced capabilities and pattern recognition to detect market abu... more...

StarCompliance provides an automated, end-to-end risk management and compliance platform for financi... more...

SteelEye is a RegTech platform that consolidates data to simplify regulatory compliance for asset ma... more...

Cloud-based surveillance and compliance monitoring platform for broker-dealers that modernizes tradi... more...

Trade surveillance and compliance monitoring platform that monitors active trading, detects market a... more...

Includes intelligent trade monitoring capabilities, ability to capture and analyze large volumes of ... more...

Cloud-based, modular trade surveillance solution for low to mid-tier brokers and asset managers. Mon... more...

Offers surveillance capabilities that enable institutions to automatically monitor transactions agai... more...

Trade surveillance and market abuse detection platform that integrates advanced detection techniques... more...

Built to analyze trade data at scale, Surveyor adapts to your oversight needs with best-in-class tra... more...

Advanced trade surveillance platform that uses visualization and analytics to detect market manipula... more...

Cloud-native trade surveillance and market monitoring platform supporting multi-asset, multi-market ... more...

Cloud-based trade surveillance platform with machine learning capabilities, customizable rule sets, ... more...

Unified regulatory compliance platform powered by PATH AI, automating trade surveillance, e-communic... more...

Low-latency pre- and post-trade risk management and surveillance platform for brokers, banks, fund m... more...

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