DASH 360R
from DASH
Comprehensive regulatory compliance platform offering SEC and FINRA solutions. SEC modules include Net Capital Rule (15c3-1), Customer Protection Rule (15c3-3), and Financial Reporting (17a-5). FINRA modules include Risk Based Margin (RBM), Option Margin Optimizer (OMO), Day Trader Margin (DTM), Supplemental Inventory Schedule (SISSY), and FOCUS Generator for automated financial and operational reporting.
Category:
Regulatory Reporting Solutions
in:
Compliance
Platforms that automate the preparation and submission of required reports to regulatory authorities, ensuring accuracy and timeliness.
DASH 360R
Publicly available data.
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