Broadridge Investment Compliance Solutions
from Broadridge Financial Solutions
Comprehensive compliance monitoring platform for pension funds offering pre-trade compliance checks, post-trade monitoring, regulatory reporting, and governance tools. The solution includes rule-based monitoring for investment guidelines, regulatory requirements, and ESG criteria.
Category:
Compliance Monitoring Tools
Systems that continuously monitor operations against regulatory requirements and internal policies, providing alerts for potential compliance issues and maintaining audit trails of compliance activities.
Broadridge Investment Compliance Solutions
Publicly available data.
If you are the vendor, claim your page