NAVEX Third-Party Risk Management

from NAVEX Global

Manages vendor and third-party risk through continuous assessment, monitoring, and compliance tracking. Enables organizations to identify, assess, and mitigate risks from suppliers, contractors, and business partners.
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Platforms for managing the overall compliance program, including policy management, training, and regulatory change management.

Integrated solutions for managing risk across the entire organization, providing a holistic view of the bank's risk profile.

Compliance Management analysis
Continuous Improvement & Risk Management
(0 Yes /0 Known /10 Possible features)

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1. Management Review Dashboard
Special review dashboards for compliance managers or auditors.
No information available
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2. Key Risk Indicator (KRI) Monitoring
Monitors leading indicators for early warning of compliance risks.
No information available
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3. Continuous Control Testing Frequency
The number of control tests the system can run automatically on a periodic basis.
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4. Automated Remediation Recommendations
Provides suggestions for closing compliance gaps.
No information available
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5. Heatmap Generation
Visualizes areas of compliance risk across entities or processes.
No information available
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6. Incident Management
Logs and manages remediation of compliance incidents.
No information available
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7. Compliance Calendar
Central calendar for deadlines related to regulatory filings or policy reviews.
No information available
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8. Corrective and Preventive Action (CAPA) Tracking
Tracks completion and effectiveness of corrective actions.
No information available
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9. Automated Gap Analysis
Automatically identifies gaps in existing compliance controls.
No information available
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10. Compliance Risk Assessment Tools
Enables assessment of compliance risk at entity, product, or process levels.
No information available
Training & Knowledge Management
(0 Yes /0 Known /10 Possible features)

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User Experience & Accessibility
(0 Yes /0 Known /10 Possible features)

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Integration & Interoperability
(0 Yes /0 Known /10 Possible features)

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Data Management & Quality
(0 Yes /0 Known /10 Possible features)

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User Access & Security
(0 Yes /0 Known /10 Possible features)

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Workflow Automation
(0 Yes /0 Known /10 Possible features)

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Audit & Reporting
(0 Yes /0 Known /10 Possible features)

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Anti-Money Laundering (AML)
(0 Yes /0 Known /11 Possible features)

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KYC & Customer Due Diligence
(6 Yes /6 Known /11 Possible features)

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Regulatory Compliance Monitoring
(7 Yes /7 Known /10 Possible features)

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