Regulatory Reporting Solution

from Moodys

End-to-end regulatory reporting platform handling data aggregation, calculation, validation, submission, and audit trail. Covers global regulations including Basel III, IFRS 9, CECL, and country-specific requirements. Includes workflow management and analytics dashboards.
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Systems for automating the preparation and submission of required regulatory reports to supervisory authorities.

Platforms that automate the preparation and submission of reports required by financial regulators, such as EMIR, Dodd-Frank, and MiFID II.

Regulatory Reporting analysis
Support, Maintenance & Vendor Management
(7 Yes /7 Known /10 Possible features)

1. API Documentation and Developer Support
Comprehensive resources for integrating or extending the platform.
Detailed technical documentation and developer support provided; APIs documented for integration.
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2. User Community and Forums
Access to peer support and shared best practices.
No information available
3. Third-party Audit Support
Assistance during regulatory or independent audits.
Vendor- and third-party support for audits are available in regulatory contexts.
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4. Custom SLAs
Can tailor SLAs to client-specific needs.
No information available
5. Onsite/Remote Training Options
Comprehensive product training for users and administrators.
Onsite and remote training are offered for enterprise onboarding.
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6. Product Update Frequency
Average frequency of major product updates or patches.
No information available
7. Self-service Knowledge Base
Online resources for common troubleshooting and FAQs.
Self-service knowledge bases and documentation referenced in support materials.
8. SLA-based Issue Resolution
Guaranteed response and resolution times as per SLA.
SLA-based resolution and guarantees offered for enterprise regulatory clients.
9. Dedicated Account Manager
Provides a single point of contact at the vendor.
Account manager or customer success manager support provided for regulated clients.
10. 24/7 Support Availability
Support team available round-the-clock for issue resolution.
Moody's Analytics offers 24/7 support for enterprise clients.
Analytics & Business Intelligence
(8 Yes /8 Known /10 Possible features)

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User Experience & Usability
(6 Yes /6 Known /10 Possible features)

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Scalability & Performance
(5 Yes /5 Known /10 Possible features)

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Audit & Traceability
(5 Yes /5 Known /10 Possible features)

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Security & Access Control
(8 Yes /8 Known /10 Possible features)

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Automation & Workflow Management
(6 Yes /6 Known /10 Possible features)

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Data Quality & Validation
(6 Yes /6 Known /10 Possible features)

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Regulatory Compliance Coverage
(9 Yes /9 Known /10 Possible features)

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Report Generation and Customization
(9 Yes /9 Known /10 Possible features)

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Data Integration & Extraction
(9 Yes /9 Known /10 Possible features)

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Publicly available data.

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