Broadridge Capital Markets

from Broadridge Financial Solutions

A suite of solutions for capital markets including trading platforms, post-trade processing, securities financing, and risk management. Offers multi-asset class capabilities with straight-through processing and regulatory compliance features.
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Systems that support issuance, trading, and management of capital market instruments such as stocks, bonds, and derivatives.

Capital Markets Platforms analysis
Deployment & Operations
(0 Yes /0 Known /14 Possible features)

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1. Performance Benchmarking Tools
Internal tools to benchmark and report platform performance.
No information available
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2. Automated Patching
Automatic rollout of patches/updates.
No information available
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3. User Support Portal
Issue tracking, ticket portal, and knowledgebase.
No information available
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4. Dynamic Scaling
Real-time scaling in response to operational load.
No information available
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5. Automated Log Rotation/Retention
Manage and purge logs based on policies.
No information available
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6. Configuration Management
Central, secure management of system configurations.
No information available
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7. Rollback/Test Environments
Provision of environments for patch or rollback testing.
No information available
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8. Automated Backups
Scheduled backup of all configuration and data.
No information available
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9. Service Uptime SLA
Guaranteed minimum uptime.
No information available
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10. Self-Healing Processes
Automated detection and recovery from common failures.
No information available
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11. 24x7 Monitoring and Alerts
Comprehensive operations dashboard with alerting.
No information available
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12. Automated Upgrades and Rollbacks
Easy upgrade/rollback with minimal user disruption.
No information available
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13. Continuous Integration/DevOps Tooling
Support for CI/CD pipelines in development.
No information available
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14. Deployment Models
Support on-premise, cloud-hosted, or hybrid installations.
No information available
Client Onboarding & Lifecycle Management
(0 Yes /0 Known /14 Possible features)

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Integration & Extensibility
(0 Yes /0 Known /14 Possible features)

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User Experience & Interface
(0 Yes /0 Known /14 Possible features)

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Security & Access Control
(0 Yes /0 Known /14 Possible features)

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Scalability & Performance
(0 Yes /0 Known /14 Possible features)

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Analytics & Reporting
(0 Yes /0 Known /14 Possible features)

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Post-Trade Processing & Settlement
(0 Yes /0 Known /14 Possible features)

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Market Connectivity & Data Integration
(11 Yes /11 Known /14 Possible features)

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Risk Management & Compliance
(14 Yes /14 Known /14 Possible features)

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Order and Trade Management
(12 Yes /12 Known /14 Possible features)

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